
rexresearch.com
Naomi
HALAS, et al.
Nanoparticle
Solar Steam
1. David Brown : Making steam without
boiling water, thanks to nanoparticles
2. Jade Boyd : Off-grid sterilization with Rice
U.’s ‘solar steam’
3. Jade Boyd : Rice unveils super-efficient
solar-energy technology
4. Oara Neumann, et al. : Solar Vapor Generation
Enabled by Nanoparticles
5. YouTube : Researchers create solar steam
using nanoparticles at Rice University
6. Zheyu Fang, et al. : Evolution of
Light-Induced Vapor Generation at a Liquid-Immersed Metallic
Nanoparticle
7. YouTube : Solar-Powered Steam Generation --
Solar steam used to clean human waste in the developing
world
8. Oara Neumann, et al, : Compact solar
autoclave based on steam generation using broadband
light-harvesting nanoparticles
9. Patents
http://www.washingtonpost.com/national/health-science/making-steam-without-boiling-water-thanks-to-nanoparticles/2012/11/19/3d98c4d6-3264-11e2-9cfa-e41bac906cc9_story.html
Making
steam without boiling water, thanks to nanoparticles
By David
Brown
It is possible to create steam within seconds by focusing
sunlight on nanoparticles mixed into water, according to new
research.
That observation, reported Monday by scientists at Rice
University in Texas, suggests myriad applications in places that
lack electricity or burnable fuels. A sun-powered boiler could
desalinate sea water, distill alcohol, sterilize medical
equipment and perform other useful tasks.
"We can build a portable, compact steam generator that depends
only on sunlight for input. It is something that could really be
good in remote or resource-limited locations," said Naomi J.
Halas, an engineer and physicist at Rice who ran the experiment.
Whether the rig she and her colleagues describe would work on an
industrial scale is unknown. If it does, it could mark an
advance for solar-powered energy more generally.
"We will see how far it can ultimately go. There are certainly
places and situations where it would be valuable to generate
steam," said Paul S. Weiss, editor of the American Chemical
Society's journal ACS Nano, which published the paper online in
advance of the journalís December print publication.
The experiment is more evidence that nanoscale devices -- in
this case, beads one-tenth the diameter of a human hair --
behave in ways different from bigger objects.
In the apparatus designed by the Rice team, steam forms in a
vessel of water long before the water becomes warm to the touch.
It is, in effect, possible to turn a container of water into
steam before it gets hot enough to boil.
"There is a disconnect between what happens when we heat a pot
of water and what happens when we put nanoparticles in that
water," said Weiss, who is a chemist and director of the
California Nanosystems Institute at UCLA.
"This is a novel proposed application of nanoparticles," said A.
Paul Alivisatos, director of the Lawrence Berkeley National
Laboratory and a nanotechnology expert. ìI think it is very
interesting and will stimulate a lot of others to think about
the heating of water with sunlight."
In the Rice experiment, the researchers stirred a small amount
of nanoparticles into water and put the mixture into a glass
vessel. They then focused sunlight on the mixture with a lens.
The nanoparticles -- either carbon or gold-coated silicon
dioxide beads -- have a diameter shorter than the wavelength of
visible light. That allows them to absorb most of a wave of
light's energy. If they had been larger, the particles would
have scattered much of the light.
In the focused light, a nanoparticle rapidly becomes hot enough
to vaporize the layer of water around it. It then becomes
enveloped in a bubble of steam. That, in turn, insulates it from
the mass of water that, an instant before the steam formed, was
bathing and cooling it.
Insulated in that fashion, the particle heats up further and
forms more steam. It eventually becomes buoyant enough to rise.
As it floats toward the surface, it hits and merges with other
bubbles.
At the surface, the nanoparticles-in-bubbles release their steam
into the air. They then sink back toward the bottom of the
vessel. When they encounter the focused light, the process
begins again. All of this occurs within seconds.
In all, about 80 percent of the light energy a nanoparticle
absorbs goes into making steam, and only 20 percent is "lost" in
heating the water. This is far different from creating steam in
a tea kettle. There, all the water must reach boiling
temperature before an appreciable number of water molecules fly
into the air as steam.
The phenomenon is such that it is possible to put the vessel
containing the water-and-nanoparticle soup into an ice bath,
focus light on it and make steam.
"It shows you could make steam in an arctic environment," Halas
said. "There might be some interesting applications there."
The apparatus can also separate mixtures of water and other
substances into their components -- the process known as
distillation -- more completely than is usually possible. For
example, with normal distillation of a water-and-alcohol
mixture, it isn't possible to get more than 95 percent pure
alcohol. Using nanoparticles to create the steam, 99 percent
alcohol can be collected.
Halas said the nanoparticles are not expensive to make and,
because they act essentially as catalysts, are not used up. A
nanoparticle steam generator could be used over and over. And,
as James Watt and other 18th-century inventors showed, if you
can generate steam easily, you can create an industrial
revolution.
The research is being funded in part by the Bill & Melinda
Gates Foundation in the hope it might prove useful to developing
countries. Halas and her team recently spent three days in
Seattle demonstrating the apparatus.
"Luckily," she said, "it was sunny."

The solar
steam device developed at Rice University has an overall
energy efficiency of 24 percent, far surpassing that of
photovoltaic solar panels.
It may first be used in sanitation and water-purification
applications in the developing world. Photo by Jeff Fitlow
... But how to deal with
residual solids fouling the system ? Hunh ? Eh ?
Riddle me that ...
http://news.rice.edu/2013/07/22/off-grid-sterilization-with-rice-u-s-solar-steam-2/
July 22, 2013
Off-grid
sterilization with Rice U.’s ‘solar steam’
by
Jade Boyd
Solar-powered
sterilization technology supported by Gates Foundation
Rice University nanotechnology researchers have unveiled a
solar-powered sterilization system that could be a boon for more
than 2.5 billion people who lack adequate sanitation. The “solar
steam” sterilization system uses nanomaterials to convert as
much as 80 percent of the energy in sunlight into germ-killing
heat.
The technology is described online in a July 8 paper in the
Proceedings of the National Academy of Sciences Early Edition.
In the paper, researchers from Rice’s Laboratory for
Nanophotonics (LANP) show two ways that solar steam can be used
for sterilization — one setup to clean medical instruments and
another to sanitize human waste.
“Sanitation and sterilization are enormous obstacles without
reliable electricity,” said Rice photonics pioneer Naomi Halas,
the director of LANP and lead researcher on the project, with
senior co-author and Rice professor Peter Nordlander. “Solar
steam’s efficiency at converting sunlight directly into steam
opens up new possibilities for off-grid sterilization that
simply aren’t available today.”
In a previous study last year, Halas and colleagues showed that
“solar steam” was so effective at direct conversion of solar
energy into heat that it could even produce steam from ice
water.
“It makes steam directly from sunlight,” she said. “That means
the steam forms immediately, even before the water boils.”
Halas, Rice’s Stanley C. Moore Professor in Electrical and
Computer Engineering, professor of physics, professor of
chemistry and professor of biomedical engineering, is one of the
world’s most-cited chemists. Her lab specializes in creating and
studying light-activated particles. One of her creations, gold
nanoshells, is the subject of several clinical trials for cancer
treatment.
Oara Neumann and Naomi Halas -- Rice University graduate student
Oara Neumann, left, and scientist Naomi Halas are co-authors of
a new study about a highly efficient method of turning sunlight
into heat. They expect their technology to have an initial
impact as an ultra-small-scale system to treat human waste in
developing nations without sewer systems or electricity. Photo
by Jeff Fitlow
Solar steam’s efficiency comes from light-harvesting
nanoparticles that were created at LANP by Rice graduate student
Oara Neumann, the lead author on the PNAS study. Neumann created
a version of nanoshells that converts a broad spectrum of
sunlight — including both visible and invisible bandwidths —
directly into heat. When submerged in water and exposed to
sunlight, the particles heat up so quickly they instantly
vaporize water and create steam. The technology has an overall
energy efficiency of 24 percent. Photovoltaic solar panels, by
comparison, typically have an overall energy efficiency of
around 15 percent.
When used in the autoclaves in the tests, the heat and pressure
created by the steam were sufficient to kill not just living
microbes but also spores and viruses. The solar steam autoclave
was designed by Rice undergraduates at Rice’s Oshman Engineering
Design Kitchen and refined by Neumann and colleagues at LANP. In
the PNAS study, standard tests for sterilization showed the
solar steam autoclave could kill even the most heat-resistant
microbes.
“The process is very efficient,” Neumann said. “For the Bill
& Melinda Gates Foundation program that is sponsoring us, we
needed to create a system that could handle the waste of a
family of four with just two treatments per week, and the
autoclave setup we reported in this paper can do that.”
Halas said her team hopes to work with waste-treatment pioneer
Sanivation to conduct the first field tests of the solar steam
waste sterilizer at three sites in Kenya.
“Sanitation technology isn’t glamorous, but it’s a matter of
life and death for 2.5 billion people,” Halas said. “For this to
really work, you need a technology that can be completely
off-grid, that’s not that large, that functions relatively
quickly, is easy to handle and doesn’t have dangerous
components. Our Solar Steam system has all of that, and it’s the
only technology we’ve seen that can completely sterilize waste.
I can’t wait to see how it performs in the field.”
Paper co-authors include Curtis Feronti, Albert Neumann, Anjie
Dong, Kevin Schell, Benjamin Lu, Eric Kim, Mary Quinn, Shea
Thompson, Nathaniel Grady, Maria Oden and Nordlander, all of
Rice. The research was supported by a Grand Challenges grant
from the Bill & Melinda Gates Foundation and by the Welch
Foundation.
Rice University
graduate student Oara Neumann, left, and scientist Naomi Halas
are co-authors of a new study about a highly efficient method
of turning sunlight into heat. They expect their technology to
have an initial impact as an ultra-small-scale system to treat
human waste in developing nations without sewer systems or
electricity. Photo by Jeff Fitlow -
http://news.rice.edu/2012/11/19/rice-unveils-super-efficient-solar-energy-technology-2/
November 19, 2012
Rice
unveils super-efficient solar-energy technology
by
Jade Boyd
‘Solar
steam’ so effective it can make steam from icy cold water
Rice University scientists have unveiled a revolutionary new
technology that uses nanoparticles to convert solar energy
directly into steam. The new “solar steam” method from Rice’s
Laboratory for Nanophotonics (LANP) is so effective it can even
produce steam from icy cold water.
Details of the solar steam method were published online today in
ACS Nano. The technology has an overall energy efficiency of 24
percent. Photovoltaic solar panels, by comparison, typically
have an overall energy efficiency around 15 percent. However,
the inventors of solar steam said they expect the first uses of
the new technology will not be for electricity generation but
rather for sanitation and water purification in developing
countries.
Rice University graduate student Oara Neumann, left, and
scientist Naomi Halas are co-authors of new research on a highly
efficient method of turning sunlight into heat. They expect
their technology to have an initial impact as an
ultra-small-scale system to treat human waste in developing
nations without sewer systems or electricity. Photo by Jeff
Fitlow
“This is about a lot more than electricity,” said LANP Director
Naomi Halas, the lead scientist on the project. “With this
technology, we are beginning to think about solar thermal power
in a completely different way.”
The efficiency of solar steam is due to the light-capturing
nanoparticles that convert sunlight into heat. When submerged in
water and exposed to sunlight, the particles heat up so quickly
they instantly vaporize water and create steam. Halas said the
solar steam’s overall energy efficiency can probably be
increased as the technology is refined.
“We’re going from heating water on the macro scale to heating it
at the nanoscale,” Halas said. “Our particles are very small —
even smaller than a wavelength of light — which means they have
an extremely small surface area to dissipate heat. This intense
heating allows us to generate steam locally, right at the
surface of the particle, and the idea of generating steam
locally is really counterintuitive.”
To show just how counterintuitive, Rice graduate student Oara
Neumann videotaped a solar steam demonstration in which a test
tube of water containing light-activated nanoparticles was
submerged into a bath of ice water. Using a lens to concentrate
sunlight onto the near-freezing mixture in the tube, Neumann
showed she could create steam from nearly frozen water.
Steam is one of the world’s most-used industrial fluids. About
90 percent of electricity is produced from steam, and steam is
also used to sterilize medical waste and surgical instruments,
to prepare food and to purify water.
Most industrial steam is produced in large boilers, and Halas
said solar steam’s efficiency could allow steam to become
economical on a much smaller scale.
People in developing countries will be among the first to see
the benefits of solar steam. Rice engineering undergraduates
have already created a solar steam-powered autoclave that’s
capable of sterilizing medical and dental instruments at clinics
that lack electricity. Halas also won a Grand Challenges grant
from the Bill and Melinda Gates Foundation to create an
ultra-small-scale system for treating human waste in areas
without sewer systems or electricity.
“Solar steam is remarkable because of its efficiency,” said
Neumann, the lead co-author on the paper. “It does not require
acres of mirrors or solar panels. In fact, the footprint can be
very small. For example, the light window in our demonstration
autoclave was just a few square centimeters.”
Another potential use could be in powering hybrid
air-conditioning and heating systems that run off of sunlight
during the day and electricity at night. Halas, Neumann and
colleagues have also conducted distillation experiments and
found that solar steam is about two-and-a-half times more
efficient than existing distillation columns.
Halas, the Stanley C. Moore Professor in Electrical and Computer
Engineering, professor of physics, professor of chemistry and
professor of biomedical engineering, is one of the world’s
most-cited chemists. Her lab specializes in creating and
studying light-activated particles. One of her creations, gold
nanoshells, is the subject of several clinical trials for cancer
treatment.
For the cancer treatment technology and many other applications,
Halas’ team chooses particles that interact with just a few
wavelengths of light. For the solar steam project, Halas and
Neumann set out to design a particle that would interact with
the widest possible spectrum of sunlight energy. Their new
nanoparticles are activated by both visible sunlight and shorter
wavelengths that humans cannot see.
“We’re not changing any of the laws of thermodynamics,” Halas
said. “We’re just boiling water in a radically different way.”
Paper co-authors include Jared Day, graduate student; Alexander
Urban, postdoctoral researcher; Surbhi Lal, research scientist
and LANP executive director; and Peter Nordlander, professor of
physics and astronomy and of electrical and computer
engineering. The research was supported by the Welch Foundation
and the Bill and Melinda Gates Foundation.
ACS Nano,
2013, 7 (1), pp 42–49
DOI: 10.1021/nn304948h
November 19, 2012
Solar
Vapor Generation Enabled by Nanoparticles
Oara
Neumann, Alexander S. Urban, Jared Day, Surbhi Lal, Peter
Nordlander, and Naomi J. Halas
Solar illumination of broadly absorbing metal or carbon
nanoparticles dispersed in a liquid produces vapor without the
requirement of heating the fluid volume. When particles are
dispersed in water at ambient temperature, energy is directed
primarily to vaporization of water into steam, with a much
smaller fraction resulting in heating of the fluid.
Sunlight-illuminated particles can also drive H2O–ethanol
distillation, yielding fractions significantly richer in ethanol
content than simple thermal distillation. These phenomena can
also enable important compact solar applications such as
sterilization of waste and surgical instruments in resource-poor
locations.
https://www.youtube.com/watch?v=ved0K5CtmsU
Nov 19, 2012
Researchers
create solar steam using nanoparticles at Rice University
Rice University scientists have unveiled a revolutionary new
technology that uses nanoparticles to convert solar energy
directly into steam. The new "solar steam" method from Rice's
Laboratory for Nanophotonics is so effective it can even produce
steam from icy cold water. Details of the solar steam method
were published online today in ACS Nano. The technology's
inventors said they expect it will first be used in sanitation
and water-purification applications in the developing world.
http://pubs.acs.org/doi/abs/10.1021/nl4003238
Nano Lett. 2013, 13, 1736-1742
Evolution
of Light-Induced Vapor Generation at a Liquid-Immersed
Metallic Nanoparticle.
Zheyu Fang, Yu-rong Zhen, Oara Neumann, Albert
Polman, F. Javier Garcia de Abajo, Peter Nordlander, and
Naomi J. Halas.
When an Au nanoparticle in a liquid medium is illuminated with
resonant light of sufficient intensity, a nanometer scale
envelope of vapor—a “nanobubble”—surrounding the particle, is
formed. This is the nanoscale onset of the well-known process of
liquid boiling, occurring at a single nanoparticle nucleation
site, resulting from the photothermal response of the
nanoparticle. Here we examine bubble formation at an individual
metallic nanoparticle in detail. Incipient nanobubble formation
is observed by monitoring the plasmon resonance shift of an
individual, illuminated Au nanoparticle, when its local
environment changes from liquid to vapor. The temperature on the
nanoparticle surface is monitored during this process, where a
dramatic temperature jump is observed as the nanoscale vapor
layer thermally decouples the nanoparticle from the surrounding
liquid. By increasing the intensity of the incident light or
decreasing the interparticle separation, we observe the
formation of micrometer-sized bubbles resulting from the
coalescence of nanoparticle-“bound” vapor envelopes. These
studies provide the first direct and quantitative analysis of
the evolution of light-induced steam generation by nanoparticles
from the nanoscale to the macroscale, a process that is of
fundamental interest for a growing number of applications.

https://www.youtube.com/watch?v=J2DbVQ6AnDs
Jul 22, 2013
Solar-Powered
Steam Generation -- Solar steam used to clean human waste
in the developing world
Researchers at Rice University's Laboratory for Nanophotonics
(LANP) have unveiled a solar-powered sterilization system that
could be a boon for more than 2.5 billion people who lack
adequate sanitation. LANP's "solar steam" sterilization system
converts as much as 80 percent of the energy in sunlight into
germ-killing heat that can be used for off-grid sterilization.
In a July 8 study in the Proceedings of the National Academy of
Sciences, LANP researchers showed they could use the technology
to sterilize human waste, an application that could improve
public health in areas that lack reliable electric power.
http://www.pnas.org/content/110/29/11677.full?sid=1c7d56d7-0281-4ddb-9edc-76e1713a91a7
PNAS 2013 110 (29) 11677-11681
Compact
solar autoclave based on steam generation using broadband
light-harvesting nanoparticles
Oara
Neumann, Curtis Feronti, Albert D. Neumann, Anjie Dong,
Kevin Schell, Benjamin Lu, Eric Kim, Mary Quinn, Shea
Thompson, Nathaniel Grady, Peter Nordlander, Maria Oden, and
Naomi Halas
Abstract
The lack of readily available sterilization processes for
medicine and dentistry practices in the developing world is a
major risk factor for the propagation of disease. Modern medical
facilities in the developed world often use autoclave systems to
sterilize medical instruments and equipment and process waste
that could contain harmful contagions. Here, we show the use of
broadband light-absorbing nanoparticles as solar photothermal
heaters, which generate high-temperature steam for a standalone,
efficient solar autoclave useful for sanitation of instruments
or materials in resource-limited, remote locations.
Sterilization was verified using a standard Geobacillus
stearothermophilus-based biological indicator.
According to the World Health Organization,
healthcare-associated infections are the most prevalent adverse
consequence of medical treatment worldwide (1⇓–3). Although this
problem is disconcerting and costly in developed countries, its
impact in developing regions is devastating (4). More than
one-quarter of the human population worldwide lacks access to
electricity, let alone the high power requirements necessary for
modern sterilization systems. Because more than one-half of all
people in developing regions lack access to all-weather roads,
the channeling of a consistent supply of disposable sterilizing
resources into these areas presents an even more daunting
challenge (5). Consequently, addressing the problem of
resource-constrained sterilization can be viewed as an effort to
provide solutions to both power and supply chain constraints.
The underlying cause of healthcare-associated (nosocomial)
infections is prolonged or focused exposure to unsanitary
conditions. Such conditions can be ameliorated through the use
of sanitation and sterilization methods. Sterilization involves
the destruction of all microorganisms and their spores, whereas
disinfection is a less robust process that involves the removal
of microorganisms without complete sterilization (6). One of the
simplest, most effective, and most reliable approaches for the
sterilization of medical devices and materials is the use of an
autoclave. The fundamental concept of an autoclave is to expose
the media to be sterilized to saturated steam at an elevated
temperature. On coming into contact with the medium to be
sterilized, the saturated steam condenses from the gas phase to
the liquid phase, transferring its latent heat of vaporization
to the material to be sterilized and thus, any associated
microbes on its surface. Such a rapid transfer of heat is
extremely effective for denaturing proteins and may be used to
destroy most known types of infectious agents, including
bacteria, viruses, or viral spores.
Steam-based autoclave systems neutralize potentially infectious
microorganisms localized on solid surfaces or in liquid-phase
media by exposing them to high-temperature pressurized steam.
The process of steam sterilization relies on both steam
temperature and time duration of steam exposure to ensure
irreversible destruction of all microorganisms, especially
bacterial endospores, which are considered particularly
thermally stable. Although steam-based sterilization is the
primary method of choice for the processing of medical waste in
the developed world, the large energy requirement for operation
is the fundamental limitation for its adoption in developing
countries, with limited or nonexistent access to sources of
electricity sufficient to power such systems.
Recently, we reported the use of broadband light-absorbing
particles for solar steam generation (7). A variety of
nanoparticles such as metallic nanoshells, nanoshell aggregates,
and conductive carbon nanoparticles, when dispersed in aqueous
solution and illuminated by sunlight, has been shown to convert
absorbed solar energy to steam at an efficiency of just over
80%, where less than 20% of the energy contributes to heating
the liquid volume (7). This effect depends on the highly
localized, strong photothermal response of these types of
nanoparticles, a characteristic that is being used to
effectively ablate solid tumors by irradiation with near-IR
laser light with near-unity tumor remission rates (8⇓⇓⇓⇓⇓⇓⇓–16).
In the solar steam generation process, broadband light-absorbing
nanoparticles create a large number of nucleation sites for
steam generation within the fluid. As light is absorbed by a
nanoparticle, a temperature difference between the nanoparticle
and the surrounding fluid is established because of a reduced
thermal conductivity at the metal–liquid interface: this local
temperature increase may become sufficient to transform the
liquid in the direct vicinity of the nanoparticle into vapor. On
sustained illumination, the vapor envelope surrounding the
nanoparticle grows, eventually resulting in buoyancy of the
nanoparticle–bubble complex. When this complex reaches the
surface of the liquid, the vapor is released, resulting in
vigorous nonequilibrium steam generation that does not require
the bulk fluid temperature to have reached its boiling point. If
the fluid is kept in an ice bath, steam is produced, even when
the fluid temperature remains at 0 °C (7). Over prolonged
exposure to sunlight, however, both the more-efficient process
of nanoparticle-based steam generation and the less-efficient
process of bulk fluid heating occur, eventually resulting in
simultaneous nanoparticle-based steam generation and boiling of
the bulk fluid. The combination of these two processes results
in solar steam production that occurs at higher steam
temperatures than can be achieved using nonparticle-based fluid
heating (Fig. 1). The nanoparticles are neither dispersed into
the vapor phase nor degraded by the steam generation process.
Fig. 1.

Temperature evolution of solar steam generation. (A)
Temperature vs. time for Au nanoshell-dispersed water (i,
liquid; ii, vapor) and water without nanoparticles (iii,
liquid; iv, vapor) under solar exposure. (Au nanoparticle
concentration sufficient to produce an optical density of
unity.) (B) Photograph of system used in the temperature
evolution of solar steam generation: (a) transparent vessel
isolated with a vacuum jacket to reduce thermal losses, (b)
two thermocouples for sensing the solution and the steam
temperature, (c) pressure sensor, and (d) 1/16-in nozzle.
The temperature–time evolution of the nanoparticle-dispersed
fluid and steam produced during solar irradiation is shown in
Fig. 1A with and without the presence of nanoparticles. A
detailed characterization of the nanoparticles is shown in Fig.
S1. With nanoparticle dispersants, temperatures of both the
liquid and the steam increase far more rapidly than the
temperature of pure water (Fig. 1A, i and ii), with the liquid
water reaching 100 °C more rapidly with nanoparticle dispersants
than water without nanoparticles. Measurable steam production
occurs at a lower water temperature for the case with
nanoparticle dispersants, because nanoparticle-dispersed steam
generation can occur at any fluid temperature. For the case
shown here, measurable steam production appears at a water
temperature of ∼70 °C, well below the steam production threshold
for pure water. Perhaps most importantly, however, is the large
difference in steady-state temperature achieved for the two
systems: with the inclusion of nanoparticle dispersants, the
temperature of both the water and the vapor increase well above
the standard boiling point of water. In this case, an
equilibrium temperature of 140 °C is easily achieved in the
nanoparticle-dispersed water–steam system. This elevated
temperature enables the use of nanoparticle-generated solar
steam for medical sterilization applications.
The evolution of solar steam generation from Au nanoshells
dispersed in water was quantified in an open-loop system (Fig.
1B) consisting of a 200-mL vessel isolated with a vacuum jacket
to prevent heat loss, a pressure sensor, and two thermocouples
to monitor both the liquid and vapor temperatures. The vessel
was illuminated with solar radiation focused by a 0.69-m2
Fresnel lens into the glass vessel containing 100 mL
nanoparticles at a concentration of 1010 particles/m3 or
alternatively, water with no nanoparticles as a control. On
solar illumination, vapor was allowed to escape through a
16-µm-diameter nozzle, while the pressure and temperature were
recorded.
Here, we show two different compact solar autoclaves driven by
nanoparticle-based solar steam generation that are well-suited
to off-grid applications. Using a solar concentrator (Fresnel
lens or dish mirror) to deliver sunlight into the
nanoparticle-dispersed aqueous working fluid, this process is
capable of delivering steam at a temperature of 115–135 °C into
a 14.2-L volume for a time period sufficient for sterilization.
Sterilization was verified using a standard Geobacillus
stearothermophilus-based biological indicator.
Experimental
Section
Two solar sterilization designs have been developed. One is a
portable, closed-loop solar autoclave system suitable for
sterilization of medical or dental tools; the second design is a
solar dish collector autoclave system that can serve as a
standalone, off-grid steam source suitable for human or animal
waste sterilization systems or other applications. Steam from
the closed-loop system (Fig. 2A) is produced under solar
illumination, transported into the sterilization volume,
condensed, and then delivered back into the fluid vessel. The
design consists of three main subsystems: the steam generation
module (Fig. 2A, I), the connection module (Fig. 2A, II), and
the sterilization module (Fig. 2A, III). More detailed
schematics of the system are presented in Figs. S1, S2, and S3.
Fig. 2.
(A)
Schematic and photograph of the closed-loop solar autoclave
showing (I) the steam generation module, (II) the connection
module, and (III) the sterilization module. The components of
the system are (a) sterilization vessel, (b) pressure sensor,
(c) thermocouple sensor, (d) relief valve, (e and f) control
valves, (g) solar collector containing the nanoparticle-based
heater solution, (h) check valve, and (k) solar concentrator
(a plastic Fresnel lens of 0.67-m2 surface area). (B)
Schematic and photograph of the open-loop solar autoclave: the
components of the system are (i) solar concentrator (44-in
dish mirror), (ii) heat collector containing metallic
nanoparticles, and (iii) sterilization vessel that contains a
pressure sensor, two thermocouple sensors, a steam relief
valve, and two hand pumps and valves that control the input
and output of waste. The solar concentrator dish system has a
dual tracking system powered by a small car battery recharged
by a solar cell unit.
The particle solution is contained in a custom-built insulated
glass vessel with two inlets that lead to the connection module.
Solar collection is accomplished with a relatively small and
inexpensive Fresnel lens. The hot solar steam generated within
this module is channeled out one nozzle of the connection module
into the sterilization module, where it condenses on the objects
to be sterilized, returning as condensate to the steam
generation module. A check valve at one port of the steam
generation module ensures a unidirectional flow of steam
throughout the entire system.
The sterilization module consists of an insulated pressure
vessel (a converted stovetop autoclave with a 14.2-L capacity).
A condensate return hole (diameter of 0.86 cm) was milled on the
bottom face of the autoclave vessel 10 cm away from the center.
Similarly, a steam inlet hole (diameter of 0.86 cm) was milled
on the lid of the sterilizing vessel 10 cm away from the center.
A finite element analysis (SolidWorks using the Tresca maximum)
was performed to identify the mechanically weakest portions of
the pressure vessel when placed under high-stress conditions
(Fig. S3). By varying the radial position of the hole in the
base of the pressure vessel, a minimum factor of safety (vessel
material strength/design load) under many different machining
configurations was determined. A 0.86-cm-diameter hole
positioned 10 cm from the center of the pressure vessel was
determined to be the optimal location, with a minimum factor of
safety of 3.35. To minimize heat losses from the steam
generation module and the sterilization module, the system was
insulated with a sealant (Great Stuff Fireblock Insulating Foam
Sealant) applied to the surfaces of the vessels and covered with
aluminum foil to further minimize heat loss.
The connection module consists of two parts: the steam
connection, which allows steam to flow from the steam generation
module to the sterilization module, and the condensate
connection, which returns the condensate from the sterilization
module (Fig. S3). The steam connection consists of
polytetrafluoroethylene (PTFE) tubing insulated in fiberglass
pipe wrap and a ball valve; the condensate connection consists
of a ball valve, PTFE tubing insulated in fiberglass pipe wrap,
a check valve, and a pressure release valve. Both units contain
an adaptor to connect to the steam generation module.
The solar-generated steam enters the sterilization module at the
top of the vessel, forcing the unsterile air down and out of the
vessel through the air exhaust tube, which is connected to the
control valve. Trapped unsterile air can have an insulating
effect and prevent complete sterilization; therefore, it is
critical that as much air as possible be removed from the
sterilization module. After the unsterile air is purged from the
system, the control valve is closed to allow pressure to build
up in the vessel. The cycle is maintained at a minimum of 115 °C
and 12 psig and a maximum of 140 °C and 20 psig in all regions
of the sterilization module throughout the duration of a
sterilization cycle. The condensate is channeled back to the
steam generation module by a check valve when the hydrostatic
pressure exceeds the maximum pressure of the valve (rated at 0.3
psi).
An optimized, open-loop, prototypical compact solar autoclave
for human waste sterilization is presented in Fig. 2B. Using a
44-in solar dish collector to focus sunlight into the
nanoparticle-dispersed aqueous working fluid, we deliver steam
into a 14.2-L capacity sterilization volume (a commercially
available stovetop autoclave). This volume could easily
accommodate the 10-L capacity volume of a mobile sanitation
(moSAN) toilet, for example (a personal-use toilet designed for
Deutsche Gesellschaft für Internationale Zusammenarbeit GmbH and
originally developed for the urban poor in Bangladesh), and if
operated three times per week, it could process the weekly
amount of both solid and liquid waste produced by a household of
four adults (∼35 L). Solar energy is supplied to this unit
through a reflective parabolic dish that tracks the sun, is
powered by a small car battery, and is rechargeable with a small
solar panel. The generated steam is transmitted to the autoclave
through silicon tubing. Unprocessed waste is delivered to the
autoclave by means of a mechanical hand pump, which can be
easily operated by a single person. After the sterilization
process, the sanitized waste is removed by gravity. Because of
its simple, modular design, the system can easily be expanded to
provide high-temperature steam for larger-scale applications.
The nanoparticle solution is contained in a custom-designed
vacuum-insulated vessel positioned at the focus of the parabolic
reflector. The steam generated within this module is channeled
into the waste sterilization module. Under typical operation,
the steam temperature is maintained at 132 °C for 5 min, the
duration of time required for an International Organization for
Standardization (ISO) standard sterilization cycle. The steam
temperature was monitored at the output of the steam generation
module, and the waste solution temperature was monitored inside
the sterilization module. These two locations are expected to
reach the sterilization temperature with slight thermal (gas and
liquid phases) differences inside the sterilization module
during the sterilization process.
The steam temperature was monitored in both geometries at the
steam connection and the condensate connection directly adjacent
to the sterilization module. These two locations are expected to
have the highest and lowest steam temperatures, respectively,
allowing us to measure the overall temperature gradient
generated inside the sterilization module during the
sterilization process. The steam temperature before and during a
sterilization cycle is shown in
Fig. 3.

The
autoclave temperature distribution of the (A) closed-loop and
(B) open-loop solar autoclaves. The temperature of steam vs.
time measured in two different locations in autoclave: top
(red curve) and respective bottom (blue curve). The dashed
line indicates temperature required for sterilization, and the
red box indicates the sterilization regime (115 °C for 20 min
or 132 °C for 4.6 min). The ambient temperature (green) was
monitored as reference.
The red curve in Fig. 3 is the temperature of the steam at the
inlet valve to the sterilization vessel, the blue curve in Fig.
3 is the temperature of the condensate at the sterilization
vessel output, and the ambient temperature in Fig. 3 is the
green curve. The dashed gray line in Fig. 3 represents the
temperature required for sterilization (115–132 °C). In the case
of the closed-loop system (Fig. 3A), the irregular spikes in the
temperature curves correspond to when the steam begins to enter
the vessel. The bottom thermocouple shows two major spikes
during warm-up that are generated by the release of unsterilized
air from the sterilization module. The first spike induced
turbulence into the system, which exposed the thermocouple
briefly to hotter steam. The second jump in the temperature data
of the output thermocouple corresponds to the release of the
remaining unsterilized insulated air. The monitoring data
clearly show that the autoclave is easily capable of maintaining
a temperature over 115 °C for more than 30 min of the
sterilization time required at that temperature. In the case of
the open-loop system (Fig. 3B), the red curve is the gas
temperature of the steam measured at the vessel inlet valve, the
blue curve is the temperature inside the vessel contents
(artificial fecal material), and the ambient temperature is the
green curve. The dashed gray line represents the desired
temperature required for sterilization (132 °C). After an
initial ramp-up period of ∼20 min, the sterilization temperature
is reached, and the temperature–time curve continues to
oscillate around this value because of the frequent release of
steam from the sterilization vessel through the pressure safety
valve. The solar thermal evolution data show that the autoclave
is capable of maintaining a temperature around 132 °C for more
than 5 min.
To test whether our systems can achieve the Sterility Assurance
Level defined by the Food and Drug Administration (17), we
operated the system through a cycle with the sterilization
vessel containing commercial biological indicator strips for G.
stearothermophilus (EZTest Self-Contained Biological Indicator
Strips; SGM Biotech), a reference strain commonly used for
sterilization testing. The test strips were secured in the
sterilization module near the inlet stream and outlet stream
taps or immersed in a fecal simulator solution. After completion
of the cycle, the strips were incubated for 36 h at 55–60 °C.
The results are shown in Fig. 4.
Fig. 4.
Biological
indicators used to test solar autoclave sterilization. Test
vials of G. stearothermophilus placed in various locations in
the sterilization module: (A) the top/bottom of vessels were
sealed for solid material and unprocessed control and (B)
placed in fecal stimulant sealed for liquid–solid material and
unprocessed control. They were used to test solar autoclave
sterilization. The sterilization is confirmed by color change
of vial contents.
The color change shown by the vials in Fig. 4, relative to the
control vial, indicates that sterilization is achieved by
operating the solar autoclave through one 30-min cycle at 115 °C
for the closed-loop system and one 5-min cycle at 132 °C for the
open-loop system. If some spores survive a sterilization cycle,
the biological indicator culture medium undergoes a color change
from purple to yellow. The observed color change indicates that
spore survival did not occur.
In conclusion, we have shown two compact solar autoclaves
enabled by solar steam generation using broadband,
light-absorbing nanoparticles. The systems maintain temperatures
between 115 °C and 132 °C for the time period sufficient to
sterilize the contents of a 14.2-L volume, which is in
accordance with Food and Drug Administration sterilization
requirements. Using a parabolic dish solar collector enables a
faster heat-up time and higher operating temperatures, which
shorten the sterilization cycle time significantly (from 15 min
at 121 °C to 5 min at 132 °C). The nanoparticles are not
consumed by the heating process and can be reused indefinitely;
the only consumable is water, which need not be sterilized
before use. This type of system can easily be expanded to
provide direct steam generation for additional applications,
which may include distillation-based water purification,
cooking, waste remediation, or electricity generation.
Figs. S1, S2, and S3 show extensive schematics of the
configuration system and characterizations of metallic
nanostructures.
References
World Health Organization (2010) The Burden of Health
Care-Associated Infection Worldwide. Available at
http://www.who.int/gpsc/country_work/burden_hcai/en/index.html.
Accessed June 18, 2013.
World Health Organization (2002) Prevention of Hospital-Acquired
Infections: A Practical Guide. Available at
http://apps.who.int/medicinedocs/documents/s16355e/s16355e.pdf.
Accessed June 18, 2013.
World Health Organization (2010) Solar Powered Autoclaves in Low
Resource Settings. Available at
www.who.int/medical_devices/poster_a18.pdf. Accessed June 18,
2013.
Orrett FA, Brooks PJ, Richardson EG (1998) Nosocomial infections
in a rural regional hospital in a developing country: Infection
rates by site, service, cost, and infection control practices.
Infect Control Hosp Epidemiol 19(2):136–140.
Pacific UNEaSCfAat (2006) Transport Infrastructure. Available at
http://www.unescap.org/pdd/publications/themestudy2006/9_ch3.pdf.
Accessed June 18, 2013.
Rutala WA, Weber DJ, Healthcare Infection Control Practices
Advisory Committee (HICPAC) (2008) Guideline for Disinfection
and Sterilization in Healthcare Facilities, (Center for Disease
Control and Prevention, Atlanta). Available at
www.cdc.gov/hicpac/pdf/guidelines/disinfection_nov_2008.pdf.
Accessed June 18, 2013.
Neumann O, et al. (2013) Solar vapor generation enabled by
nanoparticles. ACS Nano 7(2013):42–49.
Govorov AO, Richardson HH (2007) Generating heat with metal
nanoparticles. Nano Today 2(1):30–38.
Huhn D, Govorov A, Gil PR, Parak WJ (2012) Photostimulated au
nanoheaters in polymer and biological media: Characterization of
mechanical destruction and boiling. Adv Funct Mat 22(2):294–303.
Richardson HH, Carlson MT, Tandler PJ, Hernandez P, Govorov AO
(2009) Experimental and theoretical studies of light-to-heat
conversion and collective heating effects in metal nanoparticle
solutions. Nano Lett 9(3):1139–1146.
Hirsch LR, et al. (2003) Nanoshell-mediated near-infrared
thermal therapy of tumors under magnetic resonance guidance.
Proc Natl Acad Sci USA 100(23):13549–13554.
O’Neal DP, Hirsch LR, Halas NJ, Payne JD, West JL (2004)
Photo-thermal tumor ablation in mice using near
infrared-absorbing nanoparticles. Cancer Lett 209(2):171–176.
Huang X, Jain PK, El-Sayed IH, El-Sayed MA (2008) Plasmonic
photothermal therapy (PPTT) using gold nanoparticles. Lasers Med
Sci 23(3):217–228.
Lal S, Clare SE, Halas NJ (2008) Nanoshell-enabled photothermal
cancer therapy: impending clinical impact. Acc Chem Res
41(12):1842–1851.
Lee JY, Peumans P (2010) The origin of enhanced optical
absorption in solar cells with metal nanoparticles embedded in
the active layer. Opt Express 18(10):10078–10087.
Otanicar TP, Phelan PE, Prasher RS, Rosengarten G, Taylor RA
(2010) Nanofluid-based direct absorption solar collector. J
Renew Sustainable Energy 2(3):033102–033113.
Branch ICD (1993) Guidance on Premarket Notification [510(k)]
Submissions for Sterilizers Intended for Use in Health Care
Facilities. Available at
http://www.fda.gov/downloads/MedicalDevices/DeviceRegulationandGuidance/GuidanceDocuments/UCM081341.pdf.
Accessed June 18, 2013.
PATENTS
WO2014127345
SOLAR STEAM PROCESSING OF BIOFUEL FEEDSTOCK AND SOLAR
DISTILLATION OF BIOFUELS
[ PDF ]
A method of producing
bioethanol that includes receiving a feedstock solution that
includes polysaccharides in a vessel comprising a complex is
described. The complex may be copper nanoparticles, copper oxide
nanoparticles, nanoshells, nanorods, carbon moieties,
encapsulated nanoshells, encapsulated nanoparticles, and/or
branched nanostructures. The method also includes applying
electromagnetic (EM) radiation to the complex such that the
complex absorbs the EM radiation to generate heat. Using the
heat generated by the complex, sugar molecules may be extracted
from the polysaccharides in the feedstock solution, and
fermented. Then, bioethanol may be extracted from the vessel.
WO2012082364
Distilling a Chemical Mixture using an Electromagnetic
Radiation-Absorbing Complex
[ PDF ]
WO2014127345
Solar Steam Processing of Biofuel Feedstock...
[ PDF ]
US20160074544
Waste Remediation
[ PDF ]
US9222665
Waste Remediation
[ PDF ]